Stockbroker Malpractice

 

Stock Fraud


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Resources on the web

 

Stockbroker Malpractice: Broker Fraud Attorneys Can Help

Stockbrokers earn their living by charging a commission on the purchase and sale of stocks. Most likely you have (or had) ultimate trust and faith in your stockbroker. Aside from actually trading stocks for clients, stock brokers may also offer advice to for which stocks, mutual funds, to buy.

Have your investments been mishandled by a stockbroker? If yes, please contact our broker fraud attorneys to determine what your legal options are.

Some people prefer to use and pay for the services of a broker because they feel more comfortable making decisions about their finances with the guidance of a licensed professional. A conflict of interest would arise when a stockbroker offers his/her service as a financial planner and then generates revenue as a direct result of your investment in the stock/mutual fund that they recommend and broker to you. Your financial profits may suffer from bad investments by your broker and the advice they offer will not be in your best interest.

Now you may be eligible for a stockbroker malpractice case. You are not alone. Many trusting investors are the victims of stock broker malpractice. Find out how we can help you fight for what it is right.

Our broker fraud attorneys can evaluate your case. We can help.

Stock Fraud Case Inquiry


PERSONAL INFORMATION
First Name:
Last Name:
E-mail Address:
Address:
City:
State:
Zipcode:
Phone: () - ext.

INVESTMENT LOSSES
How much are your estimated losses?
Date Purchased?
Amount of Initial investment?
Did broker recommend this investment?
Yes
No
If yes, date sold:

BROKERAGE / ADVISOR INFORMATION
Name of Brokerage Company:
Name of Broker:
What reason(s) did the broker give as to why you should make investment- what representations did broker make?
Did you make investment after reading:
Prospectus
Research Report
Newspaper Article
Investment Magazine

INVESTMENT INFORMATION
Name of Mutual Funds (if applicable):
Name of Variable Annuity (if applicable):
Name of Insurance Company and Policy Type (if applicable):
If options, please describe:
If Equity Indexed Annuity, please describe:
If Individual Stocks, please describe:
Other Information:

 

Philadelphia Lawyers - Pennsylvania Lawsuits at Monheit Law

Law Offices of Michael Monheit 1368 Barrowdale Road  Rydal, PA  19046
Call Us Toll Free: 866-761-1385  P: 215-840-6573  E: Michael@Monheit.com