• Unauthorized Trading Lawsuits - Anapol Schwartz is handling cases against stockbrokers fro unauthorized trading or churning of accounts.
• The Securities and Exchange Commission - the federal regulatory agency for the securities business, including stockbrokers.
• The National Association of Securities Dealers Dispute Resolution - the dispute resolution arm of the self regulatory organization for stockbrokers in the United States. Information about arbitration and mediation.
• NASD Stockbroker Database - Find out if a broker or firm is registered and get a copy of its publicly available information about customer complaints and regulatory actions.
• NASD Code of Arbitration Procedure - procedural rules for NASD stockbroker arbitrations from NASD manual.
• NASD Dispute Resolution Publications - information from the NASD about the process of broker arbitration.
• NASD District Offices - contact the office nearest you, or just find out where it is.
• The Commodities Futures Trading Commission - regulates commodities futures.
• National Futures Association - association of commodities futures brokers.
• Investor Arbitration Information - Another website that I sponsor with information about investor arbitrations

American Association of Individual Investors
The American Association of Individual Investors specializes in providing education in the area of stock investing, mutual funds, portfolio management and retirement planning

Lawsource
Lawsource provides you with access to the laws of every state.

National Association of Securities Dealers, Inc. (NASD)
The NASD website provides you with S.E.C. rulings, filings, calendars, market research, and more.

New York Stock Exchange (NYSE)
The NYSE website allows you to search for stock listings, companies, market information, and delayed quotes.

Pacific Stock Exchange (PSE)
Provides you with information about the PSE with 20 minute delayed quotes, listing information, equities, and options.

Securities and Exchange Commission (SEC)
Here you will find Complaint assistance for investors, current news, and searchable databases "...the investors' advocate."

Securities Class Action Clearinghouse
The Stanford Clearinghouse offers investors, the judiciary, policymakers, and the media a powerful new research tool that provides a deep and careful look into the workings of class action litigation.

North American Securities Administrators Association (NASAA)
The oldest international organization devoted to investor protection. Any individual or organization who wishes to protect themselves from securities fraud will find the information on this site useful.

Other Regulatory Agencies and Resources

Federal Deposit Insurance Corporation (FDIC)
Provides deposit insurance to and oversight of all federally chartered financial institutions and state chartered institutions electing coverage.

Federal Financial Institutions Examination Council (FFIEC)
A formal interagency body to coordinate the examination and reporting activities of  the five primary regulators of financial institutions: FRB, FDIC, NCUA, OCC and OTS.

Federal Trade Commission (FTC)
Independent agency that enforces a variety of federal antitrust and consumer protection laws.

Financial Crimes Enforcement Network  (FINCEN)
Primary regulator for prevention and detection of money laundering activities, including record-keeping (Bank Secrecy Act) and coordination with law enforcement agencies for investigation of suspicious activities.

National Credit Union Administration (NCUA)
Independent agency that regulates federally chartered credit unions and administers the National Credit Union Share Insurance Fund.