Did Stock Broker Negligence Lose Your Life Savings?

Stock Fraud


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Has Stock Broker Negligence Lost Your Life Savings?

While many things in life are uncertain, investing your life savings should not be one of them. If your funds are properly invested, large stock market losses should only be rare occurrences.


Have you lost your life savings from bad investments?

Unfortunately, the stock brokerage business is more about sales than investments and sales depend on volume. No matter what your financial needs are, many brokers take the easy way out and recommend investments that are highlighted by their firm's research department and not in your best interest.

NASD rules prohibit brokers from recommending investments that are unsuitable and that don’t consider the customer's age, financial situation, investment objective, and experience.

To make matters worse, the firm has a circumspect relationship with the investments provider which has their own sales incentives agenda. These so-called relationships benefit the brokerage firm first and you second. This is stock broker negligence when your life savings play second fiddle to their profit margins.

Have you lost your life savings from stock broker negligence?
If the answer is yes, contact a stock broker fraud attorney about your legal options. You are not alone as thousands of trusting retirees and seniors have been victimized by stockbroker negligence. Find out what your legal options are and how we can help. If you decide to retain us and we decide to be retained, there are no out-of-pocket expenses as your lawsuit or arbitration is on a contingency basis. If we don’t win, we don’t get paid. We’re motivated to win!

Stock Fraud Case Inquiry

PERSONAL INFORMATION
First Name:
Last Name:
E-mail Address:
Address:
City:
State:
Zipcode:
Phone: () - ext.
INVESTMENT LOSSES
How much are your estimated losses?
Date Purchased?
Amount of Initial investment?
Did broker recommend this investment?
Yes
No
If yes, date sold:
BROKERAGE / ADVISOR INFORMATION
Name of Brokerage Company:
Name of Broker:
What reason(s) did the broker give as to why you should make investment- what representations did broker make?
Did you make investment after reading:
Prospectus
Research Report
 Newspaper Article
Investment Magazine
INVESTMENT INFORMATION
Name of Mutual Funds (if applicable):
Name of Variable Annuity (if applicable):
Name of Insurance Company and Policy Type (if applicable):
If options, please describe:
If Equity Indexed Annuity, please describe:
If Individual Stocks, please describe:
Other Information:

 

 

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